Unclaimed
Anthony Bandera is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Bofa Securities, Inc. and is located in Clayton, MO. Anthony has a broad range of experience in the financial services industry and holds the Series 6, 7, and 63 licenses. Anthony has previously worked with Princor Financial Services Corporation, New England Securities, and John Hancock Distributors, Inc. Anthony's primary focus is providing investment advice and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MO
02/23/2022 - Present
Bofa Securities, Inc. (CLAYTON MO)
MO
02/02/2009 - 07/20/2010
PRINCOR FINANCIAL SERVICES CORPORATION (CHESTERFIELD MO)
NY
05/07/1997 - 01/05/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
06/16/1992 - 05/05/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/16/1992 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 03/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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