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Anthony W Bandera

Bofa Securities, Inc.

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About Anthony W Bandera

Anthony Bandera is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Bofa Securities, Inc. and is located in Clayton, MO. Anthony has a broad range of experience in the financial services industry and holds the Series 6, 7, and 63 licenses. Anthony has previously worked with Princor Financial Services Corporation, New England Securities, and John Hancock Distributors, Inc. Anthony's primary focus is providing investment advice and portfolio management services to individuals and businesses.

Firm Information

Anthony Bandera is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Anthony Bandera’s Registration & Firm History

MO

02/23/2022 - Present

Bofa Securities, Inc. (CLAYTON MO)

MO

02/02/2009 - 07/20/2010

PRINCOR FINANCIAL SERVICES CORPORATION (CHESTERFIELD MO)

NY

05/07/1997 - 01/05/2001

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

06/16/1992 - 05/05/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

06/16/1992 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 03/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/06/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony W Bandera.
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