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Anthony Vincent Vitale

Cowen AND Co.

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About Anthony Vincent Vitale

Anthony Vitale is a financial professional with over 25 years of experience in the securities industry. Anthony currently works at Cowen AND Co. Previously, Anthony worked at several other firms including TD SECURITIES (USA) LLC, TD PRIME SERVICES LLC, CLANCY FINANCIAL SERVICES, INC., and SUMMER STREET RESEARCH PARTNERS. Anthony has a strong background in investment banking and trading and is currently licensed to provide investment advice in all states.

Firm Information

Anthony Vitale is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Vitale’s Registration & Firm History

NY

09/20/2023 - Present

Cowen AND Co. (NEW YORK NY)

NY

01/03/2018 - 09/27/2023

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

09/16/2015 - 05/10/2018

TD PRIME SERVICES LLC (NEW YORK NY)

NY

10/24/2014 - 10/13/2015

CLANCY FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

07/22/2014 - 10/13/2014

SUMMER STREET RESEARCH PARTNERS (NEW YORK NY)

NY

01/19/2010 - 07/15/2014

CLANCY FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

09/08/2009 - 02/09/2010

ALBERT FRIED & COMPANY, LLC (NEW YORK NY)

NY

03/11/2009 - 08/21/2009

VDM CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/28/2006 - 10/30/2007

FAGENSON & CO., INC. (NEW YORK NY)

NY

05/18/2006 - 09/12/2006

WHITAKER SECURITIES LLC (NEW YORK NY)

FL

02/18/2005 - 05/05/2006

GRANITE ASSOCIATES, INC (DELRAY BEACH FL)

NY

06/03/2003 - 02/24/2005

WHITAKER SECURITIES LLC (NEW YORK NY)

NY

11/12/2002 - 06/02/2003

D. WECKSTEIN & CO., INC. (NEW YORK NY)

NY

09/01/1999 - 10/01/2002

WEATHERLY SECURITIES CORPORATION (NEW YORK NY)

NY

01/21/1998 - 09/02/1999

FAB SECURITIES OF AMERICA, INC. (NEW YORK NY)

NY

10/31/1995 - 12/15/1997

RAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2013

Series 4 - Registered Options Principal Examination

BC

Issued 03/10/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/07/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/15/1997

Series 7 - General Securities Representative Examination

BC

Issued 09/21/1995

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Anthony Vincent Vitale. Review regulatory record here.
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