Unclaimed
Anthony Vitale is a financial professional with over 25 years of experience in the securities industry. Anthony currently works at Cowen AND Co. Previously, Anthony worked at several other firms including TD SECURITIES (USA) LLC, TD PRIME SERVICES LLC, CLANCY FINANCIAL SERVICES, INC., and SUMMER STREET RESEARCH PARTNERS. Anthony has a strong background in investment banking and trading and is currently licensed to provide investment advice in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/20/2023 - Present
Cowen AND Co. (NEW YORK NY)
NY
01/03/2018 - 09/27/2023
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
09/16/2015 - 05/10/2018
TD PRIME SERVICES LLC (NEW YORK NY)
NY
10/24/2014 - 10/13/2015
CLANCY FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
07/22/2014 - 10/13/2014
SUMMER STREET RESEARCH PARTNERS (NEW YORK NY)
NY
01/19/2010 - 07/15/2014
CLANCY FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
09/08/2009 - 02/09/2010
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
03/11/2009 - 08/21/2009
VDM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/28/2006 - 10/30/2007
FAGENSON & CO., INC. (NEW YORK NY)
NY
05/18/2006 - 09/12/2006
WHITAKER SECURITIES LLC (NEW YORK NY)
FL
02/18/2005 - 05/05/2006
GRANITE ASSOCIATES, INC (DELRAY BEACH FL)
NY
06/03/2003 - 02/24/2005
WHITAKER SECURITIES LLC (NEW YORK NY)
NY
11/12/2002 - 06/02/2003
D. WECKSTEIN & CO., INC. (NEW YORK NY)
NY
09/01/1999 - 10/01/2002
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
01/21/1998 - 09/02/1999
FAB SECURITIES OF AMERICA, INC. (NEW YORK NY)
NY
10/31/1995 - 12/15/1997
RAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 11/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2013
Series 4 - Registered Options Principal Examination
BC
Issued 03/10/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1995
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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