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Anthony Vincent Vendetti

Maxim Group LLC

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About Anthony Vincent Vendetti

Anthony Vincent Vendetti is a financial advisor with Maxim Group LLC, a firm registered with FINRA and the SEC. Anthony has been in the securities industry since 1995 and holds several licenses including Series 7, 24, 55, 57TO, 63, 86 and 87. Anthony is currently registered in New York, New Jersey, and Texas. Prior to joining Maxim Group LLC, Anthony worked with Ryan Beck & Co., Gruntal & Co., LLC, UBS Securities LLC, and Ladenburg, Thalmann & Co., Inc.

Firm Information

Anthony Vendetti is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Vendetti’s Registration & Firm History

NY

10/21/2003 - Present

Maxim Group LLC (NEW YORK NY)

NJ

04/29/2002 - 01/16/2003

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

03/04/1997 - 05/13/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

02/28/1996 - 01/30/1997

UBS SECURITIES LLC (NEW YORK NY)

NY

01/17/1995 - 02/23/1996

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2005

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 06/22/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/18/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/01/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/16/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Vincent Vendetti.
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