Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Santino is a licensed financial professional with over 25 years of experience in the financial services industry. Anthony has worked with several firms including CIBC World Markets Corp., Prudential Securities Incorporated, and ABN AMRO Incorporated. Currently, Anthony works at Oppenheimer & Co. Inc. Anthony holds the Series 7, 10, 24, 55, 57TO and SIE licenses. Anthony holds the Series 63 license and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/19/2008 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/26/2006 - 04/23/2008
ABN AMRO INCORPORATED (NEW YORK NY)
TX
10/24/2005 - 02/15/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
NY
11/03/1997 - 05/19/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
07/16/1997 - 11/03/1997
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
NY
04/10/1996 - 04/23/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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