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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Palumbo is a financial advisor with over 25 years of experience in the financial services industry. Anthony has a wide range of experience, having worked with Wells Fargo Clearing Services, LLC, BANC of America Investment Services, INC., QUICK & REILLY, INC., FLEET ENTERPRISES, INC., DEAN WITTER REYNOLDS INC., and SCHNEIDER SECURITIES, INC.. Anthony currently holds licenses in Florida, New Jersey, and Texas. Anthony is a Series 7, Series 31, and Series 63 licensed financial professional. Anthony specializes in providing investment advice to individuals, businesses, corporations, and charitable organizations. Anthony also offers investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/05/2018 - Present
Wells Fargo Clearing Services, LLC (Naples FL)
NJ
10/20/2004 - 11/03/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BERGENFIELD NJ)
NY
08/07/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/18/1999 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
11/10/1998 - 11/03/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CO
08/19/1998 - 10/27/1998
SCHNEIDER SECURITIES, INC. (DENVER CO)
IA
Issued 11/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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