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Anthony Vincent Ferraro

Natixis Securities Americas LLC

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About Anthony Vincent Ferraro

Anthony Vincent Ferraro is a financial professional with over 15 years of experience in the industry. He is currently registered with Natixis Securities Americas LLC and has previously held positions with MUFG Securities Americas Inc., MUFG Securities (Canada), Ltd., SG Americas Securities, LLC, UBS Securities LLC, CGI Merchant Capital, LLC and Nomura Securities International, Inc. Anthony holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses.

Firm Information

Anthony Ferraro is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Ferraro’s Registration & Firm History

NY

01/04/2019 - Present

Natixis Securities Americas LLC (NEW YORK NY)

NY

03/24/2014 - 10/24/2018

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

06/10/2016 - 10/17/2017

MUFG SECURITIES (CANADA), LTD. (New York NY)

NY

04/03/2013 - 03/18/2014

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

06/03/2010 - 03/15/2013

UBS SECURITIES LLC (NEW YORK NY)

FL

09/25/2009 - 05/14/2010

CGI MERCHANT CAPITAL, LLC (MIAMI FL)

NY

08/18/2006 - 07/11/2008

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/06/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Vincent Ferraro.
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