Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Vincent Buffone is a financial advisor who has been in the securities industry since October 21, 2009. Anthony is currently registered with Mizuho Securities USA LLC, a firm headquartered in New York, NY. Anthony holds a Series 63 license and a Series 7 license. Anthony was previously registered with Credit Suisse Securities (USA) LLC and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/18/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/29/2017 - 01/31/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/22/2009 - 07/17/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 03/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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