Unclaimed
Anthony Viglucci is a registered representative with Stifel, Nicolaus & Company, Inc. Anthony has been in the securities industry since July 8, 2000. Anthony is registered in 55 states and the District of Columbia. Anthony holds the Series 6, 7, 63, 66, and SIE licenses. Anthony has prior experience at Wachovia Capital Markets, LLC, Wachovia Securities, LLC, and First Union Brokerage Services, Inc. Anthony is able to provide services such as financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/05/2006 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
NC
09/20/2004 - 04/06/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/2000 - 09/21/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/09/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 03/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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