Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Stais is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Anthony has been working in the securities industry since 1988 and has been registered with Stifel, Nicolaus & Company, Inc. since 2010. Anthony has a broad range of experience, having worked for several other firms prior to joining Stifel, Nicolaus & Company, Inc. Anthony is licensed in a number of states and is also registered as an Investment Advisor Representative. Anthony focuses on providing financial advice to individuals and businesses, with a particular focus on portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/12/2010 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
02/13/2001 - 07/16/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
04/12/1999 - 02/12/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/03/1998 - 04/01/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/18/1992 - 11/17/1997
SALOMON BROTHERS INC. (NEW YORK NY)
NY
12/22/1987 - 09/06/1991
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 09/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/04/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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