Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Rubilotta is a financial professional with over 30 years of experience in the industry. Anthony is currently registered with Hilltop Securities Inc. Anthony has held several positions in the industry including roles with Pershing LLC, Goldman, Sachs & Co., Goldman Sachs Execution & Clearing, L.P. and First Options of Chicago, Inc. Anthony is a Series 7, 10, 24, 52, 55, 57, and 63 licensed professional. Anthony has Series 99 and SIE licenses as well. Anthony is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NJ
09/05/2023 - Present
Hilltop Securities Inc. (MATAWAN NJ)
NJ
09/29/2014 - 08/16/2023
PERSHING LLC (JERSEY CITY NJ)
NY
04/02/1993 - 09/25/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/21/2001 - 11/05/2010
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
IL
11/28/2001 - 06/25/2004
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
BC
Issued 01/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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