Unclaimed
Anthony Victor Mauro is a registered representative with Centaurus Financial, Inc. and has been in the financial services industry since July 26, 2008. Anthony Victor Mauro is licensed in Arizona, California, Colorado, Florida, Hawaii, Nevada, and New York. He has worked at Centaurus Financial, Inc. since April 2012. Prior to that, Anthony Victor Mauro worked at Pacific Point Securities, LLC. Anthony Victor Mauro holds Series 4, 7, 24, 63, and 66 securities licenses. Anthony Victor Mauro is also a registered investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/01/2021 - Present
Centaurus Financial, Inc. (ORANGE CA)
CA
12/15/2009 - 06/30/2017
PACIFIC POINT SECURITIES, LLC (ANAHEIM CA)
CA
06/27/2007 - 11/13/2008
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
BOTH
Issued 01/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2008
Series 4 - Registered Options Principal Examination
BC
Issued 07/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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