Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Victor Lopez is an active advisor at J.P. Morgan Securities LLC in New York, NY. Lopez has been in the industry since 1981. Lopez is registered in Connecticut, New Jersey, and New York. Lopez has passed exams Series 7, Series 24, Series 55, Series 57TO and SIE. Lopez also has previous experience with TFS Securities, Inc., Buckman, Buckman & Reid, Inc., S.J. Levinson & Sons LLC, Jesup & Lamont Securities Corp, Pershing LLC, National Financial Services LLC, Mayer & Schweitzer, Inc., Wheat, First Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Sherwood Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/27/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NJ
06/04/2013 - 05/20/2022
TFS SECURITIES, INC. (LINCROFT NJ)
NJ
10/24/2011 - 05/30/2013
BUCKMAN, BUCKMAN & REID, INC. (SHREWSBURY NJ)
NJ
01/11/2010 - 09/15/2011
S.J. LEVINSON & SONS LLC (RED BANK NJ)
NY
03/03/2009 - 12/24/2009
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NJ
04/10/2006 - 01/23/2009
PERSHING LLC (JERSEY CITY NJ)
MA
01/24/1997 - 11/28/2005
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
CT
08/29/1995 - 01/15/1997
MAYER & SCHWEITZER, INC. (STAMFORD CT)
NC
08/12/1993 - 08/14/1995
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
06/22/1983 - 07/28/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/26/1983 - 05/13/1983
SHERWOOD SECURITIES CORP.
NA
01/19/1981 - 01/31/1983
THOMSON MCKINNON SECURITIES INC.
BC
Issued 03/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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