Unclaimed
Anthony Laudicina is a financial advisor with First Trust Advisors LP. Anthony has been working in the financial services industry since 2004. Anthony currently works out of the firm's Wheaton, IL office. Anthony is a registered Investment Advisor Representative (IAR) in Illinois. Anthony has a Series 7, Series 63 and Series 66 securities license. Anthony also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
04/02/2019 - Present
First Trust Advisors LP (WHEATON IL)
CT
12/14/2006 - 01/17/2019
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
FL
04/20/2006 - 10/18/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
MO
07/06/2004 - 04/21/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
12/09/2003 - 05/06/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 07/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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