Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Thompson is a financial advisor with over 30 years of experience in the industry. Anthony is a registered representative with Alliancebernstein LP and holds Series 63, 66, 7, 24, and 31 licenses. Anthony has also held registrations with Deutsche Bank Securities Inc. and Goldman, Sachs & Co.. Anthony is a Certified Financial Planner (CFP) and is registered in multiple states, including California, Connecticut, Delaware, District of Columbia, Florida, Illinois, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New Mexico, New York, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, and Virginia. Anthony specializes in asset allocation, financial planning, portfolio management for businesses, individuals, and investment companies, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/07/2014 - Present
Alliancebernstein LP (NEW YORK NY)
NY
12/05/2000 - 02/04/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/17/1993 - 12/14/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/12/1990 - 07/26/1993
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 07/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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