Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Trainor Farren is a financial professional with over 30 years of experience in the industry. Anthony has a wide range of experience, having worked at several firms including Academy Securities, Inc., Mischler Financial Group, Inc., Navigate Advisors, Nomura Securities International, Inc., Dresdner Kleinwort Wasserstein Securities LLC, PaineWebber Incorporated, Donaldson, Lufkin & Jenrette Securities Corporation, and Prudential Securities Incorporated. Anthony is currently registered with Mischler Financial Group, Inc. and holds FINRA Series 3, 7, 24, 63, SIE, and 99TO licenses. Anthony is registered in California, Connecticut, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/15/2019 - Present
Mischler Financial Group, Inc. (STAMFORD CT)
CT
05/23/2018 - 11/07/2019
ACADEMY SECURITIES, INC. (South Norwalk CT)
CA
05/03/2013 - 05/24/2018
MISCHLER FINANCIAL GROUP, INC. (CORONA DEL MAR CA)
CT
07/01/2008 - 05/01/2013
NAVIGATE ADVISORS (STAMFORD CT)
NY
11/07/2002 - 04/11/2008
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/13/2001 - 10/03/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NJ
07/29/1996 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
02/11/1996 - 06/20/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/22/1987 - 12/20/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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