Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Nelson is a financial advisor with over 17 years of experience in the industry. Anthony currently works at Stifel, Nicolaus & Company, Inc., a firm with a strong reputation in the financial services industry. Anthony has a broad range of experience and holds multiple licenses and certifications including Series 7, 63, 72 and SIE. In addition to his Series licenses, Anthony has also earned the Series 79TO which signifies his expertise in investment banking. Anthony is a highly qualified and experienced professional with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (TACOMA WA)
ID
09/18/2008 - 04/22/2022
VINING-SPARKS IBG, LLC (Boise ID)
WA
09/18/2008 - 12/18/2019
ICBA SECURITIES (SEATTLE WA)
FL
01/09/2006 - 09/10/2008
FSIC (BOCA RATON FL)
WA
01/24/2005 - 01/31/2006
JENCKS & COMPANY LLC (BELLEVUE WA)
BC
Issued 01/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2005
Series 72 - Government Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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