Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Thomas Nofi is a financial professional with over 25 years of experience in the financial services industry. Anthony has a strong background in investment advisory services, having worked with various firms including Amerprise Financial Services, Inc. and MSI Financial Services, Inc. Currently, Anthony is a registered representative with MML Investors Services, LLC. Anthony is licensed in several states and holds a variety of licenses and certifications including Series 63, Series 65, Series 7, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (MARSHFIELD MA)
MA
06/12/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MARSHFIELD MA)
MA
10/05/2009 - 06/16/2015
AMERIPRISE FINANCIAL SERVICES, INC. (BOSTON MA)
MA
02/21/1997 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (QUINCY MA)
NY
05/07/1996 - 02/21/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MD
12/13/1995 - 04/16/1996
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 08/01/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 08/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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