Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Larocca is a financial advisor with over 28 years of experience in the financial services industry. Anthony is currently registered with Money Concepts Capital Corp. in Williston Park, NY, and also holds registrations in New York, Florida, Massachusetts, and North Carolina. Previously, Anthony worked with Essex Securities LLC, Investors Capital Corp., Royal Alliance Associates, Inc., Berkshire Equity Sales, Inc., and Pruco Securities Corporation. Anthony is a Series 6 and Series 63 licensed advisor with a broad range of experience, including the management of investment portfolios for individuals, businesses, and retirement plans. Anthony also provides consulting services to individuals and businesses on a variety of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
NY
05/06/2021 - Present
Money Concepts Capital Corp. (Williston Park NY)
NJ
01/01/2010 - 11/17/2014
ESSEX SECURITIES LLC (JERSEY CITY NJ)
MA
11/30/2007 - 01/01/2010
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
09/14/1996 - 12/03/2007
ROYAL ALLIANCE ASSOCIATES, INC. (WESTBOROUGH MA)
MA
04/13/1994 - 08/21/1996
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NJ
12/17/1992 - 03/09/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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