Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Thomas Coates is a financial professional with over 30 years of experience in the financial services industry. Anthony is currently registered with Loop Capital Markets LLC. Anthony has also held previous positions at J.P. Morgan Securities Inc. and Banc One Capital Markets, Inc. Anthony holds the Series 63, Series 7 and SIE licenses. Anthony is registered to conduct business in Arizona, California, Florida, Georgia, Illinois, New Mexico, New York, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
04/18/2005 - Present
Loop Capital Markets LLC (CHICAGO IL)
NY
07/01/2004 - 12/17/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
08/15/1991 - 07/01/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 08/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Anthony Coates is the right advisor for you? Invested Better is here to help.
