Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Rocha is a financial advisor with PFG Advisors, based in Peoria, AZ. Anthony has been in the industry since 1996 and holds licenses in Arizona and Texas. Anthony has experience working with various clients, including high-net-worth individuals, corporations, and retirement plans. Anthony also provides financial planning, pension consulting, and selection of other advisors for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
03/25/2024 - Present
PFG Advisors (Peoria AZ)
AZ
10/10/2017 - 06/14/2024
SECURITIES AMERICA, INC. (PEORIA AZ)
AZ
01/20/2009 - 10/11/2017
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
05/14/2007 - 01/14/2009
WACHOVIA SECURITIES, LLC (SUN CITY AZ)
AZ
03/17/2003 - 05/08/2007
COMPASS BROKERAGE, INC. (SCOTTSDALE AZ)
AZ
09/16/2002 - 03/17/2003
SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ AZ)
AZ
02/03/1999 - 10/10/2002
GAINEY FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
AZ
10/16/1996 - 02/02/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 06/19/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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