Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Thornton is a registered representative and investment advisor representative. Anthony has over 20 years of experience in the financial services industry. Anthony is currently registered with Regal Investment Advisors LLC and has been with them since March 2019. Prior to that, Anthony worked for Hilltop Securities Independent Network Inc. for a brief period, and previously worked for Summit Brokerage Services, Inc. and VSR Financial Services, Inc. Anthony holds Series 6, 7, 22, 63 and 66 licenses. Anthony specializes in providing financial planning and investment advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
MI
03/12/2019 - Present
Regal Investment Advisors LLC (KENTWOOD MI)
TX
02/08/2019 - 02/27/2019
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (Fort Worth TX)
TX
09/01/2016 - 02/15/2019
SUMMIT BROKERAGE SERVICES, INC. (FORT WORTH TX)
TX
03/09/2001 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (FORT WORTH TX)
IL
04/14/2000 - 03/09/2001
PMG SECURITIES CORPORATION (ELGIN IL)
OH
07/15/1997 - 04/04/2000
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NA
02/07/1985 - 03/11/1986
UNI-PETRO SECURITIES CORP.
BOTH
Issued 07/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/06/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure Anthony Thornton is the right advisor for you? Invested Better is here to help.
