Unclaimed
Anthony Stephen Monraz is a registered representative with Alps Distributors, Inc. Anthony is a Series 7TO, Series 3 and Series 66 licensed representative with over three years of experience in the securities industry. Anthony is licensed to provide securities related services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/19/2019 - Present
Alps Distributors, Inc. (DENVER CO)
BOTH
Issued 10/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2016
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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