Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Cleary is a financial professional with over 30 years of experience in the industry. Anthony has a broad background in financial services and has worked for several leading firms, including Charles Schwab & Co., Inc. and National Financial Services LLC. Currently, Anthony is affiliated with Pershing LLC and Pershing Advisor Solutions LLC. Anthony is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 9, Series 10, Series 24, Series 52TO, and Series 66 licenses. Anthony also holds a Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/22/2022 - Present
Pershing LLC (JERSEY CITY NJ)
WA
05/13/2011 - 11/26/2019
CHARLES SCHWAB & CO., INC. (Bellevue WA)
CA
09/26/2006 - 04/14/2010
NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)
CA
03/09/2001 - 09/26/2006
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
MA
07/12/1999 - 02/16/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/04/1999 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
04/19/1999 - 05/04/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
07/01/1998 - 04/19/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
09/30/1993 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
MA
07/13/1994 - 04/19/1995
PNMR SECURITIES, INC. (BOSTON MA)
NY
01/28/1992 - 09/20/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 04/25/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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