Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Richardson is a financial advisor who has been in the industry since 2006. Anthony is currently registered with City National Securities, Inc., and is licensed in 19 states. Anthony has held previous roles with Fidelity Brokerage Services LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., WAMU Investments, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. Anthony holds the Series 66, Series 7, and SIE licenses. Anthony is a CERTIFIED FINANCIAL PLANNER™ professional and specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
12/19/2017 - Present
City National Securities, Inc. (LOS ANGELES CA)
CA
04/16/2015 - 11/08/2017
FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)
CA
10/01/2012 - 04/08/2015
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LOS ANGELES CA)
CA
04/07/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (LOS ANGELES CA)
CA
04/15/2008 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
CA
03/13/2006 - 02/29/2008
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
BOTH
Issued 05/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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