Unclaimed
Anthony Soto is a financial professional registered with Fidelity Brokerage Services LLC. Anthony has been in the industry since 2021 and is currently licensed to provide securities-related advice in 53 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. Anthony is a Series 7TO, Series 63 and SIE licensed professional. Anthony previously worked at VALIC FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
02/09/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
11/15/2021 - 01/27/2022
VALIC FINANCIAL ADVISORS, INC. (ORLANDO FL)
BC
Issued 03/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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