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Anthony Smiley

Avantax Investment Services, Inc.

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About Anthony Smiley

Anthony Smiley is a financial professional with over 15 years of experience in the industry. He has been registered with Avantax Investment Services, Inc. since September 2007. Anthony holds Series 6, Series 63 and SIE licenses. He is currently registered to provide investment advice in Indiana and Texas. Anthony’s primary office is located in Brazil, Indiana.

Firm Information

Anthony Smiley is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Smiley’s Registration & Firm History

IN

09/19/2007 - Present

Avantax Investment Services, Inc. (Brazil IN)

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Licenses & Designations

BC

Issued 10/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Smiley.
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