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Anthony Slyvester Giuca

Scotia Capital (usa) Inc.

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About Anthony Slyvester Giuca

Anthony Slyvester Giuca is a registered representative with Scotia Capital (usa) Inc. Anthony has been in the securities industry since September 20, 1995. Anthony holds the Series 7, Series 55, Series 57TO, and Series 63 licenses. Anthony has been registered with Scotia Capital (usa) Inc. since February 23, 2010. Anthony has previously worked at Knight Equity Markets, L.P., Hill Thompson Magid & Co., Inc., Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., Garden State Securities, Inc., and Robb Peck McCooey Clearing Corporation.

Firm Information

Anthony Giuca is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Giuca’s Registration & Firm History

NY

02/23/2010 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NJ

05/08/2006 - 02/24/2010

KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)

NJ

10/06/2005 - 04/27/2006

HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)

NY

09/09/2002 - 07/01/2005

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

03/18/1999 - 09/09/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NJ

01/20/1997 - 02/24/1999

GARDEN STATE SECURITIES, INC. (RED BANK NJ)

NY

05/17/1995 - 01/24/1997

ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/26/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/16/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Slyvester Giuca.
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