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Anthony Shaw

Javelin Private Capital Group LLC

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About Anthony Shaw

Anthony Shaw is a financial professional with experience in the industry. Anthony has passed the Series 27, SIE and Series 99TO exams. Anthony is currently registered with Javelin Private Capital Group LLC and Veritas Capital Securities LLC.

Firm Information

Anthony Shaw is currently registered with Javelin Private Capital Group LLC. Javelin Private Capital Group LLC is a Limited Liability Company formed in May 2020. The firm is registered in seven states: California, Connecticut, Illinois, Missouri, New York, Pennsylvania, and Texas. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Shaw’s Registration & Firm History

MO

04/30/2024 - Present

Javelin Private Capital Group LLC (ST. LOUIS MO)

NY

07/16/2021 - 04/11/2024

ALTI STRATEGIC ADVISORY (US) BD, LLC (NEW YORK NY)

NJ

04/07/2022 - 08/16/2022

SUMRIDGE PARTNERS, LLC (JERSEY CITY NJ)

NY

05/27/2021 - 07/19/2021

INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/27/2021

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Shaw.
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