Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Seo Lee is a financial advisor with Perennial Financial Services. Anthony has been in the financial services industry since 2003. Anthony has a Series 7, Series 24, Series 31, Series 52TO, Series 53, and Series 65 and Series 66 licenses. Anthony provides investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. Anthony's specialties include providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/18/2021 - Present
Perennial Financial Services (LOS ANGELES CA)
CA
01/11/2008 - 05/19/2021
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
09/28/2004 - 01/02/2008
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
NY
03/21/2000 - 11/20/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
02/09/2000 - 03/13/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 05/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 02/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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