Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Mossa has been in the financial industry since February 1, 1996. Anthony is currently registered with Avantax Advisory Services and has been with the firm since September 1, 2021. Anthony has experience with a variety of firms including Summit Brokerage Services, Inc., J.P. Turner & Company, L.L.C., Santander Securities LLC, LPL Financial LLC, Securities America, Inc., Gunnallen Financial, Inc, HSBC Securities (USA) INC., HSBC Brokerage (USA) INC., Greenpoint Securities LLC, Essex National Securities, Inc., American General Securities Incorporated, USLIFE Equity Sales Corp., MetLife Securities Inc., and Metropolitan Life Insurance Company. Anthony is a licensed insurance agent and offers a variety of insurance products to clients. Anthony offers financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
09/01/2021 - Present
Avantax Advisory Services (Ozone Park NY)
NY
09/08/2015 - 12/31/2016
SUMMIT BROKERAGE SERVICES, INC. (Ridgewood NY)
NY
11/18/2013 - 09/29/2015
J.P. TURNER & COMPANY, L.L.C. (RIDGEWOOD NY)
NY
09/19/2012 - 11/22/2013
SANTANDER SECURITIES LLC (LONG ISLAND CITY NY)
NY
08/27/2012 - 09/19/2012
LPL FINANCIAL LLC (MANHASSET NY)
NE
03/02/2010 - 09/07/2012
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
09/26/2008 - 12/24/2009
GUNNALLEN FINANCIAL, INC (RIDGEWOOD NY)
NY
01/01/2005 - 10/02/2006
HSBC SECURITIES (USA) INC. (QUEENS VILLAGE NY)
NY
02/10/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
01/02/2004 - 01/26/2004
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
04/21/1998 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
AZ
10/01/1997 - 04/08/1998
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
01/16/1997 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
MA
08/06/1993 - 10/22/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/06/1993 - 10/22/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 03/03/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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