Unclaimed
Anthony Pavia is a financial professional with over 30 years of experience in the industry. Anthony is currently registered with GWN Securities Inc., a broker-dealer and investment adviser, and has a Series 6, 26, and 63 license. Anthony previously held positions with Equity Services, Inc., Mutual Service Corporation, Titan/Value Equities Group, Inc., IRM Distributors, Inc., Sentra Securities Corporation, John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and Mutual Benefit Financial Service Company. Anthony offers financial planning, market timing services, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
CA
04/27/2010 - Present
GWN Securities Inc. (SAN DIEGO CA)
CA
09/17/2001 - 05/21/2010
EQUITY SERVICES, INC. (SAN DIEGO CA)
MA
03/31/1999 - 09/06/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
11/20/1997 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
CA
09/08/1997 - 11/21/1997
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
AZ
07/17/1995 - 09/03/1997
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MA
10/23/1991 - 07/26/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/23/1991 - 07/26/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
03/12/1990 - 09/30/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 10/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1994
Series 2 - Non-Member General Securities Examination
BC
Issued 03/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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