Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Lemone is a financial professional with over 30 years of experience in the industry. Anthony is currently registered with TD Securities (usa) LLC and has held previous roles at several other firms including Cowen and Company, Morgan Joseph Triartisan LLC, SunTrust Robinson Humphrey, Inc., Raymond James & Associates, Inc., RBS Securities Inc., RBS Securities Corporation, RBS Greenwich Capital, Jefferies & Company, Inc., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc. and Kidder, Peabody & Co. Incorporated. Anthony holds the Series 7, Series 24, Series 63 and Series 79TO licenses. Anthony is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/08/2024 - Present
TD Securities (usa) LLC (Boston MA)
NY
09/09/2016 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
NY
07/09/2014 - 08/02/2016
MORGAN JOSEPH TRIARTISAN LLC (NEW YORK NY)
GA
07/30/2013 - 07/14/2014
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
MA
08/02/2011 - 05/30/2013
RAYMOND JAMES & ASSOCIATES, INC. (BOSTON MA)
CT
12/12/2008 - 01/13/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
10/12/2007 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
CT
05/09/2006 - 09/26/2007
RBS GREENWICH CAPITAL (GREENWICH CT)
CT
04/07/2005 - 05/10/2006
JEFFERIES & COMPANY, INC. (STAMFORD CT)
NY
05/23/2003 - 04/12/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/23/1996 - 05/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/07/1995 - 04/16/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
08/02/1991 - 01/17/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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