Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Santarpia is a financial professional with over 10 years of experience in the industry. Anthony has a Series 7, Series 63, and Series 65 license and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2010. Anthony currently works at A.G.P. / Alliance Global Partners as a Registered Representative and Investment Advisor Representative. Before joining A.G.P. / Alliance Global Partners, Anthony worked at AEGIS CAPITAL CORP., NATIONAL SECURITIES CORPORATION, and LAIDLAW & COMPANY (UK) LTD. Anthony has a wide range of experience in financial planning, portfolio management, and selection of other advisers. Anthony specializes in serving individuals, high-net-worth individuals, corporations, businesses, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
10/01/2020 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
05/02/2017 - 10/22/2020
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
01/05/2016 - 05/25/2017
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
01/07/2016 - 02/03/2016
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
09/01/2010 - 01/07/2016
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
07/02/2010 - 08/30/2010
FIRST INVESTORS CORPORATION (NEW YORK NY)
IA
Issued 09/04/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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