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Anthony Sangrigoli

Wells Fargo Clearing Services, LLC

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About Anthony Sangrigoli

Anthony Sangrigoli is a financial professional with over 29 years of experience in the industry. Anthony has been a Registered Representative since 1984 and holds the Series 4, 7, 9, 10, 24, 63 and 66 securities licenses. Anthony is currently registered with Wells Fargo Clearing Services, LLC and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, New England Securities, Janney Montgomery Scott LLC, LINSCO/Private Ledger Corp., Commerce Capital Markets, Inc., Wachovia Securities, LLC, First Union Brokerage Services, Inc., Brown & Company Securities Corporation, Pruco Securities Corporation, The Prudential Insurance Company of America, Halpert and Company, Inc. and Janney Montgomery Scott Inc.. Anthony specializes in serving high-net-worth individuals, corporations, and other businesses.

Firm Information

Anthony Sangrigoli is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Sangrigoli’s Registration & Firm History

PA

04/18/2023 - Present

Wells Fargo Clearing Services, LLC (PHILADELPHIA PA)

NJ

11/18/2020 - 04/12/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

PA

04/25/2013 - 06/04/2019

MORGAN STANLEY (PHILADELPHIA PA)

PA

09/12/2012 - 04/09/2013

NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)

PA

10/18/2005 - 05/10/2011

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

SC

09/15/2005 - 10/27/2005

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

PA

12/12/2003 - 03/15/2005

COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)

MO

10/01/2000 - 12/03/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

05/28/1998 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

MA

01/14/1993 - 02/05/1993

BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)

NJ

06/17/1991 - 09/06/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/17/1991 - 09/06/1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NJ

08/28/1991 - 08/30/1991

HALPERT AND COMPANY, INC. (MILLBURN NJ)

PA

09/20/1984 - 04/18/1991

JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)

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Licenses & Designations

BOTH

Issued 12/29/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/23/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/31/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/06/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/16/1984

Series 4 - Registered Options Principal Examination

BC

Issued 04/17/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Sangrigoli.
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