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Anthony Salvatore Gallucci

HRT Execution Services LLC

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About Anthony Salvatore Gallucci

Anthony Salvatore Gallucci is a financial professional with experience in the securities industry. Anthony has a strong background in trading and operations, having previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anthony currently holds the Series 7, Series 57TO, Series 99TO, and SIE licenses. Anthony is a registered representative of HRT Execution Services LLC. Anthony has a strong understanding of the financial markets and is committed to providing his clients with the best possible service.

Firm Information

Anthony Gallucci is currently registered with HRT Execution Services LLC. HRT Execution Services LLC is a Limited Liability Company formed in New York on April 24, 2003. The firm has 1 approved SEC registration and 1 approved state registration. The firm has disclosed 9 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Gallucci’s Registration & Firm History

NY

03/06/2019 - Present

HRT Execution Services LLC (NEW YORK NY)

NY

07/17/2015 - 02/24/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/24/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/13/2019

Series 57TO - Securities Trader Exam

BC

Issued 02/24/2017

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Salvatore Gallucci.
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