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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pelliccia is a financial advisor with Morgan Stanley in PURCHASE, NY. Anthony has over 20 years of experience in the financial services industry. Prior to joining Morgan Stanley, Anthony worked at DEUTSCHE BANK SECURITIES INC., RBS SECURITIES INC., and UBS FINANCIAL SERVICES INC. Anthony holds a Series 7, Series 24, Series 4, Series 52, Series 53, Series 55, Series 62, Series 63, and Series 57TO licenses. Anthony is a registered representative in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/29/2021 - Present
Morgan Stanley (PURCHASE NY)
NY
02/29/2016 - 09/08/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
09/20/2013 - 08/20/2014
RBS SECURITIES INC. (STAMFORD CT)
NY
06/10/2008 - 08/21/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MA
10/16/2006 - 05/30/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NJ
07/19/2005 - 08/10/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PA
07/02/2004 - 07/27/2005
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
NJ
03/18/1999 - 03/21/2003
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NE
10/07/1997 - 02/24/1999
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
NY
01/21/1997 - 09/20/1997
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
BC
Issued 01/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/05/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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