Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Ross is a financial advisor with over 10 years of experience in the industry. Anthony is currently registered with National Financial Services LLC, Fidelity Distributors Co. LLC and Fidelity Brokerage Services LLC. Anthony holds the Series 7, Series 24 and Series 63 licenses and has a SIE designation. Anthony specializes in providing financial advice to individuals and families. Anthony is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/15/2022 - Present
National Financial Services LLC (BOSTON MA)
NY
05/14/2013 - 04/25/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
11/20/2006 - 11/06/2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
12/07/2004 - 11/25/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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