Unclaimed
Anthony Roosevelt Maxwell is a financial advisor with PFS Investments Inc., registered in Georgia. Anthony has been in the industry since 1990, with previous experience at SunTrust Securities, Inc., SunTrust Capital Markets, Inc., FSC Securities Corporation, Wachovia Brokerage Service, The Dreyfus Service Corporation, Allegiance Securities, Inc., and Investors Center, Inc. Anthony holds Series 4, 7, 24, 53, 63, and 65 licenses. Anthony currently works with individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
08/22/2011 - Present
PFS Investments Inc. (DULUTH GA)
GA
05/07/2002 - 07/15/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
GA
03/21/2000 - 07/15/2003
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
02/02/1999 - 03/13/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
NC
07/08/1997 - 01/19/1999
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NY
11/26/1990 - 04/09/1997
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
03/31/1989 - 06/21/1989
ALLEGIANCE SECURITIES, INC.
NA
09/20/1988 - 03/10/1989
INVESTORS CENTER, INC.
IA
Issued 06/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/02/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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