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Anthony Romero Grant

Lion Street Financial, LLC

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About Anthony Romero Grant

Anthony Romero Grant is a financial professional with over 30 years of experience in the industry. Anthony is currently registered with Lion Street Financial, LLC. Anthony has previously been affiliated with several firms including FSC Securities Corporation, LPL Financial LLC, Waterstone Financial Group, Inc., NatCity Investments, Inc., AXA Advisors, LLC, Mesirow Financial, Inc., and First Chicago Capital Markets, Inc. Anthony holds FINRA Series 7 and Series 63 securities licenses as well as the SIE exam. Anthony is also a licensed investment advisor. Anthony is registered in California, Florida, Georgia, Illinois, Maryland, Michigan, New Jersey, New York, Ohio, and Virginia.

Firm Information

Anthony Grant is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Grant’s Registration & Firm History

IL

07/27/2018 - Present

Lion Street Financial, LLC (Flossmoor IL)

IL

09/05/2012 - 07/31/2018

FSC SECURITIES CORPORATION (FLOSSMOOR IL)

IL

09/19/2011 - 06/18/2012

LPL FINANCIAL LLC (NAPERVILLE IL)

IL

09/08/2009 - 07/12/2011

LPL FINANCIAL LLC (CHICAGO IL)

IL

08/20/2003 - 09/08/2009

WATERSTONE FINANCIAL GROUP, INC. (OAK PARK IL)

OH

01/19/2001 - 04/09/2003

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

NY

07/07/2000 - 01/26/2001

AXA ADVISORS, LLC (NEW YORK NY)

IL

03/05/1996 - 06/28/2000

MESIROW FINANCIAL, INC. (CHICAGO IL)

IL

01/18/1991 - 02/22/1996

FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 07/17/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/22/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Romero Grant.
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