Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Rodriguez is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Osaic Institutions, Inc. in Scarsdale, NY. Anthony has previously worked with Essex National Securities, LLC, Capital One Investment Services LLC, HSBC Securities (USA) INC., WM Financial Services, Inc. and MetLife Securities Inc.. Anthony holds the Series 6, Series 63 and SIE licenses. Anthony specializes in providing financial advice to individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/01/2016 - Present
Osaic Institutions, Inc. (SCARSDALE NY)
NY
02/17/2012 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (SCARSDALE NY)
NY
05/06/2008 - 02/13/2012
CAPITAL ONE INVESTMENT SERVICES LLC (BRONX NY)
NY
12/16/2005 - 05/01/2008
HSBC SECURITIES (USA) INC. (GLEN OAKS NY)
CA
11/03/2004 - 12/08/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
04/11/2003 - 08/19/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/11/2003 - 08/19/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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