Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Liverano is a financial professional with over 11 years of experience in the industry. Anthony is currently registered with Prudential Investment Management Services LLC and is a Registered Principal. Anthony is a Series 66, Series 10, Series 9, Series 4, Series 24, SIE and Series 7 license holder. Previously Anthony was associated with Neuberger Berman BD LLC and Tocqueville Securities L.P. Anthony is located in NEW YORK, NY and licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/12/2023 - Present
Prudential Investment Management Services LLC (NEW YORK NY)
NY
05/15/2012 - 06/09/2023
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
08/26/2011 - 04/30/2012
TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)
BOTH
Issued 02/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/17/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/2019
Series 4 - Registered Options Principal Examination
BC
Issued 03/24/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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