Unclaimed
Anthony Derosa is a Financial and Operations Principal with Rqd* Clearing, LLC. Anthony has been in the industry since January 7, 2022. Anthony has passed the Series 27 exam, qualifying them to work in a supervisory role at a broker-dealer. Anthony previously worked at Volant Liquidity, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/08/2022 - Present
Rqd* Clearing, LLC (New York NY)
NY
01/08/2022 - 10/11/2023
VOLANT LIQUIDITY, LLC (NEW YORK NY)
BC
Issued 01/08/2022
Series 27 - Financial and Operations Principal Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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