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Anthony Robert Stanley

Northwestern Mutual Investment Services, LLC

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About Anthony Robert Stanley

Anthony Robert Stanley is an investment advisor representative at Northwestern Mutual Investment Services, LLC. Anthony has been in the securities industry since August 2002 and has been with Northwestern Mutual Investment Services, LLC since June 2015. Anthony is registered with the state of Pennsylvania. Anthony is a licensed insurance agent and may earn commissions for selling insurance products. Anthony owns and operates TRS, a legal entity formed for tax filing purposes, and TRS Operations, LLC, an investment-related legal entity. Anthony also operates a non-financial services business, Aurora Vesper Scholarship Group #11.

Firm Information

Anthony Stanley is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1818 MARKET ST STE 3400

PHILADELPHIA, PA 19103

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Anthony Stanley’s Registration & Firm History

PA

06/29/2015 - Present

Northwestern Mutual Investment Services, LLC (PHILADELPHIA PA)

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Licenses & Designations

BOTH

Issued 12/8/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 8/6/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/10/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 6/6/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/8/2010

Series 7 - General Securities Representative Examination

BC

Issued 8/21/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Robert Stanley.
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