Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Robert Nappi is a registered representative with Equity Services, Inc. Anthony has been in the industry since 1991. Anthony is licensed to offer securities in 12 states. Anthony also holds the Series 7, Series 6 and SIE securities licenses. Anthony has been a registered representative for Jackson National Life Distributors LLC, AIG SunAmerica Capital Services, Inc. and Royal Alliance Associates, Inc. in the past. Anthony is licensed to offer investment advice in New York. Anthony's current employer, Equity Services, Inc., is a registered investment advisor with over $2 billion in assets under management. Anthony primarily serves high net worth individuals, corporations or other businesses, pension and profit-sharing plans, and individuals other than high net worth individuals. Anthony's firm provides financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/22/2021 - Present
Equity Services, Inc. (MELVILLE NY)
CO
01/06/2010 - 03/19/2010
CURIAN CLEARING, LLC (DENVER CO)
TN
02/14/2007 - 12/31/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NJ
04/01/1996 - 02/05/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
07/09/1991 - 01/27/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 10/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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