Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Nakata is a financial advisor with Wells Fargo Clearing Services, LLC, located in WOODINVILLE, WA. Anthony has been in the financial industry since July 7, 1993. He is registered to provide investment advice in multiple states. Anthony has a Series 7, Series 63, and Series 65 licenses and has been with Wells Fargo Clearing Services, LLC since November 2016. Prior to that, Anthony worked for Wells Fargo Investments, LLC, from January 2005 to January 2011. Anthony also worked for A.G. Edwards & Sons, Inc. from January 1995 to January 2005 and Smith Barney Inc. from July 1993 to January 1995. Anthony provides financial planning and investment consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (WOODINVILLE WA)
WA
01/07/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WOODINVILLE WA)
MO
01/11/1995 - 01/18/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/31/1993 - 01/20/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
07/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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