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Anthony Robert Ciafre

Intercoastal Capital Markets, Inc.

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About Anthony Robert Ciafre

Anthony Robert Ciafre is a financial advisor at Intercoastal Capital Markets, Inc. Anthony has been in the financial industry since 2004 and has experience in a variety of roles. Anthony is registered with FINRA and the states of Florida and North Carolina.

Firm Information

Anthony Ciafre is currently registered with Intercoastal Capital Markets, Inc.. Intercoastal Capital Markets, Inc. is a Corporation that was formed in 1960-07-26. The firm has been approved for operations in 38 states and is registered with the SEC. The firm has a history of regulatory events (9), arbitration disclosures (2), and one bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Ciafre’s Registration & Firm History

FL

11/19/2018 - Present

Intercoastal Capital Markets, Inc. (BOCA RATON FL)

NC

01/11/2018 - 11/20/2018

ZEUS FINANCIAL, LLC (Charlotte NC)

NC

02/21/2013 - 12/13/2017

NATHAN HALE CAPITAL, LLC (CHARLOTTE NC)

NC

07/06/2009 - 02/20/2013

DUNCAN-WILLIAMS, INC. (CHARLOTTE NC)

NC

03/02/2005 - 07/28/2009

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NY

04/07/2000 - 03/19/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/14/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/03/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/17/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/13/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Robert Ciafre.
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