Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Vargas is a financial professional registered with Northwestern Mutual Investment Services, LLC. Anthony is licensed to provide investment advisory services and is currently licensed in California. Anthony is located in San Diego, California and has been working in the financial industry since 2017. Anthony has a Series 6, Series 7, and Series 63 license and is registered with FINRA. Anthony's current employment began in 2017 with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
04/03/2017 - Present
Northwestern Mutual Investment Services, LLC (SAN DIEGO CA)
BC
Issued 04/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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