Invested Better
Unclaimed

Unclaimed

Unclaimed

Anthony Richard Temple ii

Wedbush Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anthony? Claim Your Profile

About Anthony Richard Temple ii

Anthony Temple ii is a financial advisor who has been in the industry since 2001. Anthony has a broad range of experience in the financial services industry, having worked for several firms including BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, and Guaranty Brokerage Services, Inc. Anthony is currently registered with Wedbush Securities Inc. and holds licenses in several states. He specializes in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.

Firm Information

Anthony Temple ii is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anthony Temple ii’s Registration & Firm History

TX

08/09/2022 - Present

Wedbush Securities Inc. (DALLAS TX)

TX

05/16/2013 - 01/04/2022

BBVA SECURITIES INC. (AUSTIN TX)

TX

03/18/2010 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)

TX

03/06/2007 - 12/23/2009

GUARANTY BROKERAGE SERVICES, INC. (WAXAHACHIE TX)

TX

11/23/2001 - 02/20/2007

NEW ENGLAND SECURITIES (AUSTIN TX)

Not sure if Anthony Richard Temple ii is right for you?

Licenses & Designations

BOTH

Issued 11/01/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/29/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/11/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/22/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/25/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/10/2004

Series 24 - General Securities Principal Examination

BC

Issued 07/10/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/16/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/20/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Anthony Richard Temple ii. Review regulatory record here.
Not sure if Anthony Richard Temple ii is right for you?