Unclaimed
Anthony Temple ii is a financial advisor who has been in the industry since 2001. Anthony has a broad range of experience in the financial services industry, having worked for several firms including BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, and Guaranty Brokerage Services, Inc. Anthony is currently registered with Wedbush Securities Inc. and holds licenses in several states. He specializes in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/09/2022 - Present
Wedbush Securities Inc. (DALLAS TX)
TX
05/16/2013 - 01/04/2022
BBVA SECURITIES INC. (AUSTIN TX)
TX
03/18/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)
TX
03/06/2007 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (WAXAHACHIE TX)
TX
11/23/2001 - 02/20/2007
NEW ENGLAND SECURITIES (AUSTIN TX)
BOTH
Issued 11/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/29/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/25/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 07/10/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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