Unclaimed
Anthony Richard Maggio is a financial professional with over 3 years of experience in the industry. Anthony has a strong background in investment banking, having previously worked at Lazard Frères & Co. LLC. Anthony is currently registered with Moelis & Co. LLC and holds the Series 7, 79 and SIE licenses. Anthony is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/12/2024 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
CA
08/16/2021 - 08/11/2024
LAZARD FRERES & CO. LLC (SAN FRANCISCO CA)
BC
Issued 08/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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