Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Richard Low is a financial advisor with Nuveen Securities, LLC. Anthony has been in the financial services industry since 1986. He has a wide range of experience, having worked for several financial institutions including Teachers Personal Investors Services, Inc., DWS Investments Distributors, Inc, TIAA-CREF Individual & Institutional Services, LLC, Prudential Investment Management Services LLC, and CitiCorp Investment Services. Anthony is registered with the state of New York. He holds the Series 6, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/03/2017 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NY
10/17/2013 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NY
11/26/2007 - 09/12/2013
DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)
NY
01/13/2000 - 09/24/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
03/13/2003 - 10/15/2003
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NJ
09/09/1998 - 10/18/1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
04/30/1993 - 06/18/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
06/05/1993 - 07/17/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
MA
01/04/1990 - 04/07/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
01/15/1988 - 01/03/1990
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
11/13/1984 - 01/06/1988
METROPOLITAN LIFE INSURANCE COMPANY
BC
Issued 01/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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